Associate, Compliance Consultant

Black Swan Group
刊登於 2024-07-08

不指定
0年工作經驗

職位描述

Our client, an International Regulatory Consulting business, is seeking an Associate to join it's team of 5 people here in Hong Kong as part of larger international regulatory consulting team.


Responsibilities


Regulatory knowledge

  • Keep abreast of regulatory developments and understand how client activities may be impacted.
  • Be proactive in updating both colleagues and clients on relevant regulatory changes and industry news.
  • Develop a thorough understanding of clients’ businesses and requirements so you can provide relevant and accurate advice.


Client delivery

  • Advise and support clients on a wide range of regulatory compliance matters.
  • Drafting and maintaining policies, procedures and compliance monitoring programmes.
  • Developing training materials and assisting in delivering training sessions.
  • Assisting with regulatory matters including licensing applications and notifications to the regulators.


Business Development

  • Foster a professional relationship with clients and contacts, ensuring regular and open communication.
  • Actively seek to increase the client base by performing market research and identifying new prospects to target.
  • Attend relevant industry events to build your network and promote the brand.


Requirements


  • 2-5 years industry experience
  • Knowledge and experience of SFC and HKMA rules and regulations, as well as an understanding of the SFC’s policies and procedures.
  • The ability to speak Cantonese is essential. Mandarin would also be desirable.
  • Good compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator.
  • Strong technical regulatory knowledge of the fund management sector, or broking sector
  • Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clients
  • Experience managing client relationship


Budget: Up to HKD $55K per month max base salary per month

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工作種類
工作地區 不指定

有關招聘公司
Black Swan Group