Associate, Compliance Consultant

Our client, an International Regulatory Consulting business, is seeking an Associate to join it's team of 5 people here in Hong Kong as part of larger international regulatory consulting team.

Responsibilities

Regulatory knowledge

• Keep abreast of regulatory developments and understand how client activities may be impacted.
• Be proactive in updating both colleagues and clients on relevant regulatory changes and industry news.
• Develop a thorough understanding of clients’ businesses and requirements so you can provide relevant and accurate advice.

Client delivery

• Advise and support clients on a wide range of regulatory compliance matters.
• Drafting and maintaining policies, procedures and compliance monitoring programmes.
• Developing training materials and assisting in delivering training sessions.
• Assisting with regulatory matters including licensing applications and notifications to the regulators.

Business Development

• Foster a professional relationship with clients and contacts, ensuring regular and open communication.
• Actively seek to increase the client base by performing market research and identifying new prospects to target.
• Attend relevant industry events to build your network and promote the brand.

Requirements

• 2-5 years industry experience
• Knowledge and experience of SFC and HKMA rules and regulations, as well as an understanding of the SFC’s policies and procedures.
• The ability to speak Cantonese is essential. Mandarin would also be desirable.
• Good compliance-related experience gained at a financial institution, legal practice, consultancy and/or the regulator.
• Strong technical regulatory knowledge of the fund management sector, or broking sector
• Experience translating regulatory rules and guidance into meaningful, fit-for-purpose and pragmatic solutions for clients
• Experience managing client relationship

Budget: Up to HKD $55K per month max base salary per month

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